US Compliance Officer

We are seeking a hands-on US Compliance Officer to drive and support the build-out of our US regulatory presence. This role is ideal for an experienced compliance professional who is comfortable operating at both strategic and execution levels.
You will play a key role in navigating US regulatory frameworks, designing and implementing compliance infrastructure, and supporting licensing efforts including potential:
CFTC SEF (Swap Execution Facility) registration
CFTC Digital Commodity Exchange framework (subject to legislative developments)
NYDFS BitLicense application
This is a hands on role, requiring a willingness to roll up sleeves across policy drafting, regulatory engagement, operational implementation, and ongoing compliance execution.
The US Compliance Person is responsible for:
Regulatory Strategy & Licensing
Lead and support US regulatory strategy across derivatives and digital assets
Manage and contribute to licensing processes, including:
CFTC SEF registration
NYDFS Bit License application
Potential CFTC Digital Commodity Exchange authorisation
Act as a key point of contact with US regulators (CFTC, NFA, NYDFS and others)
Policy & Framework Development
Draft, implement, and maintain compliance policies and procedures including:
Market conduct and surveillance
AML/KYC and financial crime controls
Trade and transaction reporting
Governance and internal controls
Ensure alignment with both US frameworks and existing UK/Singapore regulatory obligations
Execution & Operations
Support day-to-day compliance operations across US-related activities
Build and implement regulatory reporting processes (CFTC, NFA, state regulators)
Establish and oversee monitoring, surveillance, and control frameworks
Assist with onboarding processes and client due diligence
Cross-Border Coordination
Work closely with compliance, legal, and operations teams in the UK and Singapore
Ensure consistency in global compliance standards while adapting to US regulatory requirements
Regulatory Change & Advisory
Monitor US regulatory developments (including digital asset legislation)
Advise senior management on regulatory risks and strategic opportunities
Translate regulatory developments into actionable internal changes
Salary Range: $150,000 - $250,000
Requirements
Experience
5 –12+ years of experience in financial services compliance, preferably within:
Trading venues (SEF, MTF, exchanges)
FX, derivatives, or digital assets
Direct experience with US regulators (CFTC, NFA, NYDFS strongly preferred)
Experience in licensing processes (SEF, BitLicense, ATS, or similar) highly desirable
Technical Knowledge
Strong understanding of:
CFTC regulatory framework (especially SEFs and swaps)
US market structure for derivatives and/or digital assets
rade reporting, market surveillance, and compliance controls
Familiarity with cross-border regulatory frameworks (UK FCA, MAS) is a plus
Working Style
Highly hands-on and execution-oriented
Comfortable working in a lean, entrepreneurial environment
Ability to move between strategy and detailed implementation
Strong drafting skills (policies, procedures, regulatory submissions)
Personal Attributes
Proactive, pragmatic, and solutions-oriented
Strong communicator with ability to engage regulators and internal stakeholders
Comfortable building from scratch in a developing regulatory environment
Benefits
25 days of holiday (PTO)
Bonus
Pension: 401K
Private medical, dental, and vision coverage
Life insurance
TriNet Platform
Wellness contribution program with access to ClassPass
Plumm Platform
Five volunteering days